DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2007-140
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FINAL DECISION
This proceeding was conducted according to the provisions of section 1552 of title 10 and
section 425 of title 14 of the United States Code. The Chair docketed the application on June 8,
2007, upon receipt of the application, and subsequently prepared the decision for the Board as
required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated March 13, 2008, is approved and signed by the three duly
APPLICANT’S REQUEST
The applicant asked the Board to correct his military record by removing an officer
evaluation report (OER) for the period from October 1, 2001 to June 15, 2002 (disputed OER),
from his record and by replacing it with a report prepared for continuity purposes only. The
applicant further requested that, if he is selected for promotion by the 2007 lieutenant
commander (LCDR) selection board (which he was), his promotion to that grade be backdated to
June 2006, with back pay and allowances.
The Disputed OER
The OER covers a period when the applicant was assigned as a Coast Guard Command
Center Duty Officer. The evaluated performance on the disputed OER consists of three parts:
the supervisor’s portion, the reporting officer’s portion, and the reviewing officer’s portion. In
this case, the supervisor and reporting officer were the same person, which is permissible under
the Coast Guard Personnel Manual. Under performance of duties in the supervisor’s portion of
the OER, the applicant received marks of 5 for planning and preparedness, using resources,
results/effectiveness, and professional competence.1 He received a mark of 4 in adaptability. In
the comments block the reporting officer wrote:
1 Marks on an OER form are from a low of 1 to a high of 7. A 4 is considered to be an average mark. Article
10.A.4.c.4.g. of the Personnel Manual.
Professionally executed all Presidential Decision Direct 27 (PD-27) conferences
to ensure interagency concurrence; positive coordination between CG, DOS,
Mexican and Guatemalan governments on highly sensitive and intricate migrant
case resulted in return of 250 Ecuadorian migrants. Coordinated rescue on
downed National Guard pilot near Atlantic City, rescuing pilot and strengthening
interagency ties. Submitted critical passdown information to ameliorate watch
transition. Proper Management of highly visible M/V MACANUDO force
majure case enable senior leaders to make timely and informed decisions.
Personally documented over 100 reports of oil, chemical, hazardous material
spills and terrorists incidents resulting in hundreds of notifications to Federal,
Stated, and local agencies that support the National Response Plan and Homeland
Security. Made extensive use of technological and local resources, efficiently
utilizing CG districts to obtain current case information. Had difficulty adapting
and incorporating changing watchstanding duties/policies. Efficiently handled
several
imminent cases, precise execution benefited
dependents. Assisted in processing of over 2000 migrant interdictions, thousands
of pounds of contraband, five marine safety cases, and several in-depth suspicious
activity/terrorism threats to the maritime arena.
time critical death
In the leadership skills section of the OER, the reporting officer gave the applicant a mark
of 7 in looking out for others, a mark of 6 in workplace climate, and marks of 5 in developing
others, directing others, teamwork, and evaluations. In support of the marks in this section, the
supervisor wrote:
As CG Command Center Duty Officer (CCDO), direct activities of divers 11
member watch team. Through maturation process and assistance of E-8 Assistant
Duty Officer (ADO), watch team adequately processed a myriad of operational
cases. Developed good working rapport with watch section. Effectively directed
assigned tasks to District Command Centers to obtain information providing clear
input . . . accurate and timely briefings to senior officials. Demonstrated genuine
concern for military family while quickly and efficiently processing expedited
review of CG member; diplomatically handled details of the case. Own OER
submission submitted on time and extensively documented. Volunteered and
In the communication skills section of the OER, the reporting officer gave the applicant
marks of 5 in speaking and listening and in writing. In support of these marks, the supervisor
wrote:
Actively contributed to the precise and effective summaries of operational events
through case log documentation and weekly operational highlights. Accurately
documented 6 marine casualties
through clear, concise
SECALERTS. Delivered 5 formal briefings for C-C, G-M and other senior
officials. Wrote 43 FOIA request response letters, accurately portraying the
NRS’s positions on each. Takes appropriate time to prepare for oral briefs.
Produced accurate NRC reports and verbally passed report information to FOSCs.
for SECDOT
assisted fellow officer in cleaning out house after it was damaged by fire.
Volunteered in the clean up efforts in the aftermath of local tornado damage.
Extensively worked with a petty officer in submitting package of OCS. Worked
closely with FBI liaison officer to ensure that the NRC fully supported the FBI’s
reporting requirements in the wake of the terrorist attacks. Anticipating multiple
FOIA requests in the wake of Sept. 11th, developed system for all NRC
watchstanders to compile a list of all error related calls . . . easier cross-
referencing for specific FOIA requests.
The reporting officer wrote in block 7 of the OER that the applicant demonstrated
excellent initiative by beginning his pursuit of a Master’s Degree with the Naval War College to
enhance his education in conjunction with achieving both personal and professional skills. The
reporting officer stated that the applicant was an intelligent officer who absorbs new
practices/procedures quickly. The reporting officer wrote that “[the applicant] does need to
improve his tact . . . and how he portrays himself to senior officers.”
In the personal and professional qualities section of the OER, the reporting officer gave
the applicant a mark of 6 in health and well being, marks of 5 in initiative, responsibility, and
professional presence, and a mark of 4 in judgment. In support of the marks, the reporting
officer wrote the following:
Adequately handled potential terrorists threats, promptly recognizing implications
upon U.S. and correctly involved other agencies . . . quick reaction ensured
required law enforcement agencies began the necessary threat assessment process.
Exercise adequate judgment in analyzing complex situations and in making well
thought out decisions during stressful situations. Needs to improve in thinking
outside the box and not just following written guidelines that minimally cover
required response actions. Routinely processed dozens of law enforcement in the
interdiction of over 2000 illegal migrants and over 80,000 pounds of contraband.
Maintains trim, smart appearance with friendly demeanor. Projected positive CG
image while entertaining senior foreign officials during Command Center tours.
Exercises regularly and encourages others to participate. Grad school enrollment
enhanced professional capabilities in warfare. Successfully prosecuted high
profile request from CDC for Strike Team members to assist with anthrax cleanup
of US Senate building. Worked with G-OPL to ensure several Cuban Flotillas
were properly monitored and briefed at the national level.
On the comparison scale in block 9 where the reporting officer compared the applicant
with all other LTs he has known throughout his career, he marked the applicant in the center
block as “one of the many competent professionals who form the majority of this grade,” which
is the equivalent of mark of 4 on a scale of 1 to a high of 7.
In block 10, the reporting officer noted that the applicant had been given a new
assignment in the Plans and Exercises Division in the Office of Command, Control and
Preparedness. He recommended the applicant for promotion and indicated that he was a prime
candidate for post-graduate school in a field of his choosing.
The reviewer authenticated the OER without comment. According to the military
record, the applicant did not submit a reply to the disputed OER.
Applicant’s Previous and Subsequent OERs
Applicant’s previous OER
The applicant’s previous OER to the one in question consisted of a different
supervisor/reporting officer, but the same reviewer. This OER covered the period from February
1, 2001 to September 30, 2001, and was prepared upon detachment of the reporting officer.
In the performance of duties section, the applicant was given marks of 5 in planning and
resources,
In the communications section of the previous OER, the applicant received a mark of 4 in
preparedness and professional competence and marks of 4
in using
results/effectiveness, and adaptability. The comments in the section were positive.
speaking and listening and a mark of 5 in writing, with positive comments.
In the leadership skills section of the previous OER, the applicant received marks of 5 in
looking out for others and developing others and marks of 4 in directing others, teamwork,
workplace climate, and evaluations. The comments were complimentary.
In the personal and professional qualities of the previous OER, the applicant received
marks of 5 in initiative and health and well being and marks of 4 in judgment, responsibility, and
professional presence. The comments were positive.
In section 9 of the previous OER, the applicant was rated as a “good performer; give
tough, challenging assignments.” This rating is in the fourth block of seven on the comparison
scale where the reporting officer compares the reported-on officer with others of the same grade
whom he has known in his career. This reporting officer stated that the applicant had excelled in
his duties as command center duty officer and recommended him for promotion with his peers.
Applicant’s Subsequent OER
The applicant’s subsequent OER evaluated his performance as a contingency
preparedness planner. The OER covers a period from June 15, 2002, to June 27, 2003, and it is
marked as a detachment of officer OER.
In the performance of duties section of this OER the applicant received marks of 5 in
planning and preparedness, using resources, results/effectiveness, adaptability and professional
competence. The comments were positive.
and listening and writing, with positive comments.
In the communications section of this OER, the applicant received marks of 5 in speaking
In the leadership skills section of the OER, the applicant received marks of 6 in looking
out for others category and workplace climate, and marks of 5 in developing others, directing
others, teamwork, and evaluations. The comments for this section were complimentary.
In the personal and professional qualities section of this OER, the applicant received a
mark of 6 in health and well-being, and marks of 5 in initiative, judgment, responsibility, and
professional presence. The comments were positive.
In block 9 on the comparison scale, the applicant was rated as a “good performer; give
tough, challenging” assignments.” This rating is in the fourth block of seven on the comparison
scale where the reporting officer compares the reported-on officer with others of the same grade
whom he has known in his career.
intelligence, and for consideration for post graduate study.
In block 10, the applicant was recommended for promotion, for staff assignments in
APPLICANT’S ALLEGATIONS
The applicant alleged that the comments and marks on the disputed OER reflect an
unfair, inaccurate, and subjective evaluation. The applicant stated that he was scheduled to
transfer to an assignment in Baltimore in March 2002 that did not materialize. He stated that he
had already bought a house in that area when he learned that he would not be getting the
Baltimore assignment. He then requested to remain in his current assignment for a year. In
order to do so, he had to obtain the approval of his supervisor, who was also the reporting officer
for his rating chain. He requested the reporting officer’s permission to remain in his then current
assignment, to which the supervisor replied “you are one of my best duty officers, of course we
would love to have you extend for a year.”
The applicant stated that approximately three weeks after his conversation with the
reporting officer about extending, the applicant’s wife saw the reporting officer with a young
blonde woman during lunch. According to the applicant, his wife stated that the reporting officer
was holding hands with the woman as they entered the restaurant. The applicant stated that his
wife went over to the reporting officer’s table to say hello. The applicant stated that his wife
knew the reporting officer’s family and that the woman with the reporting officer was not his
wife.
The applicant stated that on that same day, the reporting officer told him that he had seen
the applicant’s wife while he was having lunch with a male named KS. The applicant stated that
when his wife phoned him that day on a recorded line that was accessible by the reporting
officer, he asked her if she said hello to KS who had lunch with the reporting officer. He stated
that his wife replied that she saw the reporting officer with a blonde woman and not KS. The
applicant stated that the next day, he saw KS and asked him if he had had lunch with the
reporting officer the previous day, to which KS replied that he did not have lunch with the
reporting officer. The applicant attached a statement from his wife corroborating his allegations
with respect to luncheon event.
The applicant alleged that approximately one week after that lunch, the reporting officer
began to treat him very differently. He claimed that without any provocation, the reporting
officer began publicly and privately yelling at him and repeatedly stating that the applicant was
not able to do anything correctly. The applicant claimed that the reporting officer’s abusive
treatment toward him continued during the remainder of the period covered by the disputed
OER.
The applicant alleged the disputed OER is inaccurate and the product of the reporting
officer’s fear that his relationship with the blonde would be exposed. The applicant stated that
he was a superior performer during the period covered by the disputed OER and that the
numerical marks are low and do not reflect his performance, except for the mark of 7 in block 5a
– looking out for others. He argued that the comments are generic and lack the emphasis
warranted by his superb performance during the rating period. He alleged that since the OER is
tainted, it is necessary to remove the entire OER from his record.
The applicant stated that many of the comments that he proposed in his OER input were
not included in the disputed OER, particularly those related to his efforts following the events of
September 11. In this regard, he stated that he developed a plan to have fishing boats from
Sheepshead Bay join the Auxiliary to help with the safety zone around New York Harbor. He
stated that on September 13, 2001, he went to New York and arranged for five fishing vessels to
temporarily join the auxiliary in order to augment the security zone around New York City. He
stated that he volunteered several days of his personal time to help with the clean up at the World
Trade Center site and to hand out food on Chelsea pier in Manhattan. According to the
applicant, none of these accomplishments were included in the disputed OER.
The applicant alleged that the reporting officer’s assignment as Aide to the Vice
Commandant was shortened and that his orders to a position as Group Commander were
cancelled because of the punitive letter of reprimand the reporting officer received for engaging
in an adulterous relationship. The applicant stated that the reporting officer’s history of infidelity
was common knowledge among the staff at Coast Guard Headquarters, as well as his propensity
to exact retribution on anyone who witnessed or knew of his inappropriate behavior and stood
against it. In this regard, the applicant stated that a colleague, CDR D, let the reporting officer
know that their relationship would be strictly professional when the reporting officer began
flirting with her. The applicant submitted a statement from CDR D. In that statement, CDR D
stated that when the reporting officer realized that she was aware of his behavior, the reporting
officer exacted revenge on her through harsh treatment and a substandard OER.
As stated above, the applicant alleged that after his wife saw the reporting officer having
lunch with a woman not his wife, the reporting officer began treating the applicant in an unfair
and irrational manner. The applicant stated that on several occasions the reporting officer
referred to him as a “stupid A—h---“ and directed other derogatory comments toward him in
public. The applicant stated that the reporting officer never gave him a reason for his anger
toward him, although he asked him about it; the reporting officer never documented any alleged
mistakes or performance issues.
The applicant alleged that there was no way in which he could please the reporting
officer. According to the applicant, whether he accomplished a task as he had previously or
whether he did so in a new way, the reporting officer would scream at him and say that the
applicant should have known what the reporting officer wanted. The applicant claimed that
before his wife saw the reporting officer at lunch with the blonde woman, the reporting officer
had praised the applicant for the same actions about which he then-currently found fault.
The applicant stated that approximately three weeks after the luncheon incident, the
reporting officer relieved him of his watchstanding duties and made him an assistant duty officer
even though he had performed without incident as a duty officer and he had trained other officers
for the job. The applicant stated that the reporting officer gave no reason for the decision to
remove the applicant as a command center duty officer, except to say that “[the reporting officer]
did not feel comfortable” with him, which the applicant attributed to the reporting officer’s guilty
conscience.
The applicant stated that four days after being removed from duty as a command duty
officer, the reporting officer telephoned him at home and told him that he had been relieved of
duty. The reporting officer further stated that he had spoken with the reviewer and that the
applicant would be transferred to another office within Headquarters, which the reporting officer
described as a good thing because the applicant had just purchased a home and it would give him
a “fresh start.” The applicant claimed that the next day, the reviewer told him that he was being
transferred due to a “personality conflict” with the reporting officer.
The applicant stated that CDR D also experienced a pattern of unprofessional treatment at
the hands of the reporting officer and had to dispute an allegedly inaccurate OER prepared by the
reporting officer. The applicant also stated that CDR D served with him during the reporting
period and found him to be a “superior performer.” The applicant stated that CDR D believes the
disputed OER should be considered a retaliatory report based on her observations of the
reporting officer’s unprofessional behavior toward the applicant. In support of these contentions,
the applicant offered the following comments from CDR D’s sworn statement that he attached as
an exhibit to his application:
*
*
*
Around this time, approximately June or July 2002 through his retirement, [the
reporting officer] began to frequently criticize and demean me in front of the
watch for various minor items, despite the fact that I was a fellow officer of equal
rank and senior lineal number. He started to behave the same ways towards
others, most notably [the applicant] who was probably criticized and belittled on a
far more frequent basis than I was.
In my opinion, the OER in question is inaccurate and deficient. Furthermore, I
believe that this OER was given in retribution as part of a pattern that [the
reporting officer] demonstrated with several officers in the command center who
exhibited leadership capabilities or independent good judgment in fulfilling their
duties.
*
*
*
[The reporting officer] would throw “temper tantrums” for a lack of a better
description toward a handful of watchstanders who were not his favorites. [The
reporting officer’s] ill behavior appeared to occur on a hair trigger, depending on
his mood at the time. [The reporting officer] would make up the rules as he went
along, and if a member of the command violated those unknown rules, he would
yell and scream at that person in front of others. I had worked with [the
applicant] for two years prior to the summer of 2002 and saw nothing in his
performance that supported the need for such treatment. [The applicant] was a
superior performer the entire time I worked with him. Moreover, the public
nature of these tirades was inexplicable.
*
*
*
[The reporting officer] would castigate [the applicant], me, and others in front of
the National Response Office watch, consisting of contract civilians and E-4/E-5s
as well as in front of the newly added Intelligence Watch staffed from the
Intelligence Coordination Center (ICC) consisting of mainly O-1s and O-2s.
*
*
*
Sometime in 2002, despite the fact that we were low on watchstanders and that
[the applicant] was an experienced watchstander doing an outstanding job, [the
reporting officer] informed me that we would all have to begin picking up extra
watches because he was transferring [the applicant] . . . I questioned the
desirability of doing this, but [the reporting officer] told me that “he had to go,”
offering no cogent explanation for the timing or circumstances of the transfer.
Morale was at an all-time low. [The applicant] mentioned that he had to accept
this transfer and was given no choice.
The applicant stated that LCDR H, a fellow officer assigned to another unit, swore that he
was personally aware of the reporting officer’s propensity for getting personal retribution against
officers under his supervision through inappropriate marks and comments in their OERs. The
applicant quoted the following from LCDR H’s statement about the situation between the
applicant and the reporting officer:
I know CDR D lobbied hard against [the reporting officer’s] plan to transfer [the
applicant] from the CC. I am unaware of why [the applicant] was transferred but
I can say that during the two-plus years I dealt with him on fisheries PD-27s, I
was always extremely comfortable with his watchstanding abilities and held an
extra layer of comfort when I knew he was on watch. He was, in my opinion, an
excellent watchstander. I know that CDR D felt the same way and attempted to
intervene on [the applicant’s behalf]. She offered to stand watch with him and
take any corrective action she felt necessary, she also offered to counsel him and
try to evoke some sort of performance improvement (although she, too, felt his
performance was excellent). When CDR D informed me that [the applicant] had
been “sacked” by [the reporting officer], I was taken aback. I don’t want to
second guess his administrative decision, but it would seem to me that
transferring an extremely competent watchstander at a time of critical personnel
shortages was probably not a prudent decision. The circumstances surrounding
[the applicant’s] departure are purported to be based not on performance but on
personal issues with [the reporting officer]. As I do not have personal knowledge
of these issues, I will not advance conjecture. My perception, however, is that
[the applicant] was “sacked” not because of any professional deficiencies, but
because [the reporting officer] had issues.
The applicant also offered the following comments from Senior Chief T who had worked
with the applicant and whose statement was attached as an exhibit to the applicant’s brief:
In approximately the last six months of my tour, both [the applicant] and I started
to notice a change in the actions of [the reporting officer]. I witnessed several
occasions where after calling the [reporting officer] as we were required, he
would either become irritated at our call or call back and speak with [the
applicant] unprofessionally about procedures or changes that neither one of us
was aware of.
*
*
*
The final incident that occurred was at the beginning of one of our watches. As I
came in to relieve the watch, [the applicant] informed me that [the reporting
officer] wanted to see us in his office. Thinking that there was some new watch
procedure to be passed, we both went in and were asked to close the door. At this
point the [reporting officer] proceeded to immediately start yelling at both of us
about how we ran our watch, including reading excerpts from a blank evaluation
form and stating some of these were borderline UCMJ issues. We were both
totally surprised and caught off guard by this since it was the first indication that
there was any problem of any kind with our watch. After a few minutes, I was
dismissed from the office, but after coming into the watch space I could still hear
[the reporting officer] yelling at the [applicant] letting me know that everyone in
the watch space could hear as well.
*
*
*
I could not remember being witness to such a poor display of professionalism
from a LCDR . . .
The applicant also submitted a statement from JN who served with the applicant in 2001
and 2002. He stated that after qualifying for CDO he was assigned to the applicant’s duty
section. He stated that he found the applicant to be a competent, knowledgeable and pleasant
officer, and that he enjoyed working in his duty section. He stated that during the period in
question, he observed several exchanges between the reporting officer and the applicant. He
state that the reporting officer was frequently loud, sarcastic, and gesturing wildly when talking
to the applicant and during a number of all hand meetings, the reporting officer publicly
reprimanded the applicant. In a related comment, JN stated that on at least two other occasions
the reporting officer sent an all hands email that specifically “disciplined” the applicant. JN
stated that on a daily basis he observed the reporting officer utilize intimidation, sarcasm, and
public humiliation as leadership tools. He stated that he found the leadership styles at the unit so
abhorrent that he submitted his retirement letter and left active duty.
The applicant stated that his reporting officer’s daily leadership involved intimidation,
sarcasm, and public humiliation. The applicant claimed that he was inappropriately reprimanded
by the reporting officer at many all hands meetings. He argued that the reporting officer was able
to write the inaccurate disputed OER because he was both the supervisor and reporting officer.
The applicant stated that while this practice was not prohibited, the check-and-balance system
intended by maintaining a separate multi level rating chain was absent, which resulted in the
reporting officer’s unchallenged and personally biased evaluation of the applicant.
The applicant argued that the reporting officer wrote a prejudicial and inaccurate OER,
relieved the applicant of his duties, and transferred him without any documented or expressed
reason. The applicant further argued that he was never given any performance recommendations
for improvement or counseling of any kind.
VIEWS OF THE COAST GUARD
On October 25, 2007, the Judge Advocate General (JAG) of the Coast Guard submitted
an advisory opinion recommending that the Board deny the applicant’s request. He further
adopted the facts and analysis provided by Commander Coast Guard Personnel Command
(CGPC) and asked the Board to accept them as the Coast Guard’s advisory opinion.
CGPC stated that based on the record, the rating chain carried out its duties in accordance
with Chapter 10 of the Personnel Manual and that the applicant has presented insufficient
evidence to overcome the presumption of regularity. CGPC stated that the applicant’s case is
built mainly on speculation and conjecture. According to CGPC, the marks on the disputed OER
are well supported by the comments. In addition, CGPC stated that the rating chain refuted the
applicant’s allegations that the disputed OER is inaccurate and motivated by retribution in
detailed and objective declarations. CGPC stated that the rating chain was in the best position to
observe the applicant’s performance and provide a fair, accurate, and objective OER.
reporting officer and reviewer.
1. The reporting officer stated that the OER is an accurate account of the applicant’s
performance for the period under review. He stated that during the reporting period, and
previously by his predecessor, the applicant was counseled for not adopting to the changing
watchstanding practices in light of the new post September 11 environment. He stated that the
applicant had difficulty adapting to the changes that he did not agree with and was counseled
accordingly. The reporting officer noted that the disputed OER is an above average OER with
The Coast Guard obtained declarations under penalty of perjury from the supervisor/
just the two 4s in adaptability and judgment. He further stated that when comparing the
applicant’s performance to the standards for 4s on the OER form in adaptability and judgment,
the 4s in these categories on the disputed OER are more than fair.
The reporting officer stated that the reviewer, who was his supervisor, concurred in the
disputed OER without comment. He stated that the reviewer was briefed about every counseling
session and concurred in the decision to remove the applicant from the watch and to transfer him
to another section at Headquarters.
The reporting officer admitted that he had received a letter of reprimand for violations of
the Uniform Code of Military Justice, including having an adulterous relationship with another
female officer. He argued that the applicant’s attorney represented the other party involved in the
actions taken against him by the Coast Guard and is biased in his characterizations of the
reporting officer’s character. Therefore, he argued the attorney’s input should be discounted.
The reporting officer stated that the individuals who provided statements for the applicant
were sub-par performers, except for JN. In this regard, he stated that CDR D and Senior Chief
T had been counseled on their performance. The reporting officer stated that because JN worked
weekend shifts, he rarely had any contact with him. In addition, he stated that LCDR H worked
in another branch in Headquarters and they were rarely in contact. Therefore he argued that
LCDR H’s statement that the reporting officer had a propensity for taking personal retribution
against officers under his supervision through inappropriate marks and comments in the OERs
could only have been obtained through second or third party information. He also denied the
accuracy of LCDR H’s comment. The reporting officer further stated as follows:
I had and have nothing against [the applicant]. He was a friendly, outgoing
individual who although tried his best, he did not always perform in the manner
that was expected for an officer in the USCG Command Center. He was
transferred to G-OPF-3 because his transfer to Baltimore fell through and his
performance in the Command Center was not up to the level needed in the post-
9/11 environment, and NOT because of any perceived personality conflict. If [the
reviewer] stated that as the reason, it was never conveyed to me and I would find
it surprising because based on my prior assignment under [the reviewer], he
would have transferred me instead of [the applicant] if there were a personality
conflict.
2. The reviewer stated that he stands by the comments and marks in the disputed OER.
He stated that during the time covered by the disputed OER he was the Chief of the USCG
Office of Command, Control, and Preparedness and the applicant was a staff officer and
command center duty officer within G-OPF. The reviewer stated that during this period he had
an opportunity to very closely observe the applicant while he carried out his duties as a command
center watch officer. He stated that the marks and comments in the adaptability and judgment
categories on the disputed OER were somewhat gratuitous when compared against the standards
but they gave the applicant the benefit of the doubt.
[The applicant’s] mannerism was to make disrespectful facial expressions and in
the perception of observers not take seriously critiques of his reports and
briefings. He seemed to treat senior officers in an overly casual and
unprofessional manner. When this bothered me, I would discuss it with [the
reporting officer] during our routine debriefings. [The applicant’s] mannerism
and lack of professional demeanor were criticized by several of our senior officers
and officials both within the Coast Guard and the Department of Transportation
and resulted in a counseling session between RADM B and me in the Admiral’s
office. The Admiral was not pleased with [the applicant’s] morning briefing and
directed me to take corrective actions to increase the professionalism of our
watchstanders. I directed [the reporting officer] to take corrective action and he
followed my instructions without attribution.
The reviewer stated that he and the reporting officer lost confidence in the applicant
because of his lack of tact, unprofessional mannerisms, poor judgment and lack of follow-up and
not because of his lack of knowledge. He stated that it was his decision to transfer the applicant
to another assignment, although the reporting officer wanted to retain the applicant in the
command center. The reviewer stated the applicant’s transfer was for the good of the
watchstanders and the applicant. He stated that the applicant protested the transfer to him, but he
directed the applicant to make the move.
The reviewer stated that in 2002 the applicant did not mention anything to him about any
interpersonal problems resulting from the reporting officer’s alleged involvement in speculative
extramarital activities. He further stated that although he interpreted the applicant’s inability to
respond to the reporting officer’s leadership as a two-way problem, he still wanted the applicant
to recognize that he was in a military chain of command situation and he had to obey orders.
The reviewer stated that personnel stresses were high during the period following
September 11, as rapid change was the rule rather than the exception. He stated that the
reporting officer needed a 125% effort from each watchstander. Instead, the applicant provided
the reporting officer with push-back that was supported by a tight cadre of his clique who took
on a dissenting role of the “change resistors.” The reviewer stated that the applicant would
routinely and openly question authority and was quick to give excuses to senior flag officers and
other officials when questioned about events during briefings. The reviewer further stated as
follows:
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On December 28, 2007, the Board received the applicant’s reply to the views of the Coast
Guard. In disagreeing with the views of the Coast Guard, the applicant stated that he did not file
an OER reply at the time because he was advised not do so by many superior officers upon
seeking their advice. In addition, he further argued that the reporting officer told him that the
disputed OER was not a career killer.
The applicant disagreed with the Coast Guard that he had submitted insufficient evidence
to prove his allegations. In this regard, he stated that he has supplied statements from multiple
witnesses supporting his contention that the reporting officer treated him unprofessionally and
inappropriately. He restated his claim that the reporting officer’s attitude changed toward him
after the applicant’s wife saw him at lunch with another woman.
The applicant argued that the reporting officer’s statement supports the applicant’s
argument that the disputed OER is not accurate. In this regard, the applicant pointed to the
reporting officer’s and reviewer’s statements that the applicant received marks in the adaptability
and judgment categories that were higher than he deserved. He argued that CGPC-opm failed in
their responsibility to ensure accurate and fair grading because the comments in the disputed
OER with respect to his adaptability and judgment did not support the marks of 4 that he
received, but rather supported marks of 2s or 3s. The applicant argued that the scores of 4 in the
subject categories demonstrate a higher level of performance than that referenced in the
comments.
The applicant again contended that he was never counseled and that there is no
documentation that any counseling occurred. The applicant further stated that the reporting
officer was incorrect when he stated that the applicant’s other OERs were average. The applicant
stated that his other OERs were above average. He stated that the disputed OER stands out
because it is not at the same level as his other above average OERs.
The applicant stated that his witnesses’ statements verify that the reporting officer treated
him wrong once his affair was exposed, which was not the same affair for which he was taken to
admiral’s mast. He argued that the reporting officer’s credibility has been damaged by his own
admission and by his reputation that has been documented by the Coast Guard.
The applicant stated that he retained his attorney because he is the best in the area of his
expertise and that he is ethical and did not do anything improper. The applicant concluded his
reply with the following:
The bottom line is that I was put into a situation I did not search for. Ever since
my wife saw him with this other woman, I was treated differently by [the
reporting officer], and only [the reporting officer]. I contend that I was treated in
this manner by [the reporting officer] because I was a threat to his retirement.
I was never counseled except for two days before I was relieved of duty and
transferred, approximately one month after the incident between my wife and [the
reporting officer]. I find it amazing that several months prior to the [the reporting
officer] called me “One of his BEST officers” and was adamant to have me
extend a year in my current billet.
The OER is to capture a “fair and accurate” description of an officer’s
performance and is certainly not meant to be used as a counseling tool. Since
both [the reviewer] and [the reporting officer] state that the marks I received are
in-fact inaccurate, regardless in which way, they are still inaccurate. The
comments themselves do not correspond to the marks assigned in several
categories.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submissions, and applicable law:
1. The Board has jurisdiction concerning this matter pursuant to section 1552 of title 10
of the United States Code. The application was timely.
2. The applicant requested an oral hearing before the Board. The Chair, acting pursuant
to 33 C.F.R. § 52.51, denied the request and recommended disposition of the case without a
hearing. The Board concurs in that recommendation.
3. The Board begins its analysis by presuming that the disputed OER is correct as it
appears in the record, and the applicant bears the burden of proving by a preponderance of the
evidence that it is erroneous or unjust.2
4. The disputed OER contains two marks of 4 in adaptability and judgment. The
remaining marks are 5s, 6s, and a single mark of 7. Although many comments in the OER are
positive, the Board notes that it also contains the following comments:
Had difficulty adapting and incorporating changing watchstanding duties/policies.
Through maturation process and assistance of E-8 Assistant Duty Officer (ADO),
watch team adequately processed a myriad of operational cases.
[The applicant] does need to improve his tact . . . and how he portrays himself to
senior officers.
Needs to improve in thinking outside the box and not just following written
guidelines that minimally cover required response actions.
5. The applicant alleged that the disputed OER is an inaccurate and unfair assessment of
his performance for the period under review. He further alleged that the only accurate mark on
the disputed OER is the 7 he received in block 5a.—looking out for others. The applicant argued
that the supervisor/reporting officer used the disputed OER to write an inaccurate assessment of
his performance because the reporting officer was biased against him because the applicant knew
about the reporting officer’s allegedly intimate lunch with a woman other than his wife.
According to the applicant, the reporting officer considered the applicant’s knowledge of the
lunchtime meeting to be a threat to the reporting officer’s retirement, particularly since the
reporting officer had already been to mast and received a letter of reprimand for having an affair
with a female officer. The applicant also alleged that after the sighting by his wife, the reporting
officer intensified his abusive treatment of the applicant by yelling at him in private and in public
2 33 C.F.R. § 52.24(b).
and by removing him from duty as a command center duty officer and transferring him to
another assignment within Headquarters.
6. The applicant has failed to persuade the Board that the disputed OER is an inaccurate
assessment of his performance. He offered the statement from CDR D, a fellow watchstander,
that the applicant was a superior performer during the period under review. LCDR H also stated
that the applicant was an excellent watchstander. Further, JN, who was a member of the
applicant’s duty section at one point, described the applicant as being knowledgeable, competent
and a pleasant individual. These three individuals offered their opinions about the applicant’s
performance, but it is the members of the rating chain who are charged with the responsibility for
evaluating the applicant’s performance. In addition, the statements from CDR D, LCDR H, and
JN, are not more credible on the caliber of the applicant’s performance than those from the
members of the rating chain. For instance, CDR D was dissatisfied with her own OER from the
reporting officer and attempted to have it removed from her record. Therefore, her view of the
reporting officer could be somewhat biased. LCDR H was not a member of the Command
Center Duty office and only saw the reporting officer occasionally. In this regard, the reporting
officer stated that LCDR H worked in another branch of Headquarters and he rarely had contact
with him. The reporting officer also stated that JN worked mainly on weekends and that the
reporting officer rarely had any contact with him. Therefore, JN would have intermittent first-
hand information about the interaction between the reporting officer and the applicant. In light
of the above, it appears to the Board that the reporting officer was in the best position to judge
and evaluate the applicant’s performance, as it was his responsibility to supervise the applicant
on a daily basis. In addition, the reviewer stated that he was able to observe closely the
applicant’s performance.
7. Nothing in the statements from CDR D, LCDR H, or JN proves that the applicant
should have had higher marks on the disputed OER or that the OER comments are inaccurate.
None of these individuals offered specific examples of any accomplishments by the applicant
that should have been included in the OER that would have mandated higher performance marks.
In contrast, the rating chain provided examples of the applicant’s performance as well as
criticism of it. In this regard, the reporting officer criticized the applicant for not adapting
quickly enough to changing rules and policies after September 11, 2001, and for his lack of tact
in dealing with senior officers. Both the reporting officer and reviewer stood by the disputed
OER as an accurate assessment of the applicant’s performance.
8. There is evidence in the record that the applicant was told by his wife that she saw the
reporting officer allegedly having an intimate lunch with a woman other than his wife. However,
the applicant has failed to prove that the reporting officer used the disputed OER to write a
biased assessment out of fear that the applicant would expose the reporting officer’s alleged
intimate lunch with another woman, and thereby, threaten his retirement, particularly since the
reporting officer had been to admiral’s mast for an earlier infraction. The reporting officer
admitted that he had received a letter of reprimand at admiral’s mast, in part, for having an affair
with another female officer. While the reporting officer’s statement was silent on the applicant’s
claim that his wife saw the reporting officer having an alleged intimate lunch with another
woman, the reporting officer did state that he held nothing, then or now, against the applicant. It
appears to the Board that for the applicant to establish the reporting officer’s bias against him
based on the applicant’s knowledge of the luncheon incident, the applicant needed to show that
the reporting officer knew that the applicant suspected him of being involved in an adulterous
relationship. However, there is no persuasive proof that the applicant ever told the reporting
officer, or anyone else in authority, that he suspected the reporting officer of committing adultery.
In this regard, the applicant never stated that he informed the reporting officer that his wife told
him that the reporting officer was at lunch with a woman other than his wife and not with KS, as
the reporting officer allegedly had indicated to the applicant. The applicant speculates that the
reporting officer could have learned that he had this information through the applicant’s
telephone conversation with his wife on a recorded line. However, speculation is insufficient to
establish that the reporting officer knew that the applicant suspected him of adultery and wrote a
biased performance evaluation because of it.
9. Additionally, the reviewer stated that the applicant did not mention any concerns to
him about interpersonal problems between the applicant and reporting officer resulting from the
reporting officer’s alleged involvement in extramarital activities. Article10.A.2.g.2.c. of the
Personnel Manual places responsibility on the reported-on officer to bring to the attention of the
next senior in the chain of command the existence of a situation that may necessitate a change to
the rating chain during the reporting period or within 30 days after the end of the reporting
period. The applicant makes his allegation against the reporting officer almost six years after the
end of the reporting period, which causes the Board to question why he would raise the
allegations at the time.
10. The applicant has submitted some evidence that the reporting officer yelled at him
privately and publicly, and he alleged that such treatment intensified after the luncheon incident.
CDR D stated that the reporting officer yelled at the applicant as well as herself in private and in
public. Senior Chief T stated that he heard the reporting officer yelling at the applicant through a
closed door. Others stated that the reporting officer disciplined the applicant at all hands
meetings and through emails. However, these individuals do not provide sufficient detail of the
circumstances at that time, they do not state specifically what the reporting officer said to the
applicant during these alleged inappropriate encounters, and they do not give a list of dates and
times that such conduct occurred. Therefore, without specific details it is difficult for the Board
to judge whether the reporting officer’s alleged behavior and inappropriate comments were
abusive and/or created a work environment that unjustly impacted the applicant’s performance
for the period under review. The reporting officer and reviewer noted that the period
immediately following the September 11 attacks was a stressful time and that the rules and
policies were constantly changing. Therefore, it is conceivable that voices were raised at various
times. Even so, the applicant has not shown that the evaluation of his performance in the
disputed OER is inaccurate, i.e. he has not provided real examples of accomplishments during
the reporting period that were not included in the OER, etc.
11. The applicant blamed his transfer from the Command Center Duty Office to another
assignment within Headquarters on the reporting officer’s alleged abusive treatment. However,
the reviewer makes clear in his statement that senior officers had problems with the applicant’s
briefings and the manner in which he interacted with them. The reporting officer stated that this
dissatisfaction on the part of the senior officers led to the reviewer being counseled by a flag
officer after a briefing by the applicant. The reviewer makes it clear that it was his decision to
transfer the applicant, despite the reporting officer’s desire to keep the applicant in the Command
Center Duty Office assignment. The reviewer stated that he and the reporting officer loss
confidence in the applicant because of his “lack of tact, unprofessional mannerisms, poor
judgment and lack of follow-up and not because of his lack of knowledge.” The reviewer’s
statement supports the reporting officer’s statement that he had no ill-will toward the applicant
and that his removal from duty as a command center duty officer was performance based.
Moreover, there is nothing in the disputed OER suggesting that the applicant was formally or
informally relieved of duty for cause. The OER is a detachment of officer OER that suggests
that the applicant was moving on to a new periodic assignment, as most officers do.
12. The applicant argued that there was no documented counseling of any problems with
his performance in his record and he denied that he was ever counseled until approximately 2
days before being reassigned. There is no requirement that officers holding the rank of LT and
above receive written counseling. The Personnel Manual states clearly that feedback occurs
whenever a subordinate receives any advice or observation from a rating chain official. It further
provides that if such feedback is not clear, it is the reported-on officer’s responsibility to seek
such clarification. See 10.A.1.c.5. of the Personnel Manual. Senior Chief D stated that he and
the applicant were often called by the reporting officer and spoken to about procedures or
changes that were allegedly unknown to them. Despite the alleged tone of these conversations
and the alleged newness of the policy and procedure being discussed, such feedback is
considered counseling under the Personnel Manual.
13. The applicant alleged that some of the comments that he proposed for inclusion in
the OER were omitted, such as his plan to have fishing boats assist the Auxiliary with security
around New York City after September 11 and the fact that he volunteered to help clean up the
World Trade Center. However, the applicant gives September 13, 2001, as the date for one these
accomplishments and no date for the other. The Board notes the beginning period for the
disputed OER is October 1, 2001. Therefore if the accomplishments occurred before the
beginning date of the disputed OER, they were properly not reflected in the disputed OER.
Article 10.A.4.c.7.b.of the Personnel Manual states that the reporting officer shall review the
reported-on officer’s performance and qualities observed and noted during the reporting period.
14. The applicant noted the fact that his supervisor and reporting officer were the same
individual, which he acknowledged was permissible under Article 10A.2.e. of the Personnel
Manual. He suggested by having the reporting officer also serve as the supervisor, he was denied
the checks and balances built into the officer evaluation system. However, the reviewer provides
the check and balance in situations where the supervisor and reporting officer are the same
individual. Article 10.A.2.f. of the Personnel Manual state that the reviewer ensures that the
OER reflects a reasonable consistent picture of the reported-on officer’s performance and
potential, adds additional comments as necessary; and ensures that the supervisor and reporting
officer have adequately executed their responsibilities. There is no suggestion in the record that
the reviewer was incapable of performing his OER responsibilities. By signing the disputed
OER and not attaching comments, the reviewer expressed his agreement with the reporting
officer’s assessment of the applicant’s performance for the period under review.
15. The applicant also argued that the reporting officer’s and reviewer’s statements that
the 4s in the adaptability and judgment categories were overly generous support his argument
that the disputed OER is inaccurate. The Board finds that even if the rating chain stated that it
could have marked the applicant lower in these two categories, any such error was beneficial the
applicant. In this regard, the Board notes that a 4 is considered an average mark and anything
below that is considered to be below average. The suggestion of the rating chain at the this point
that they gave the applicant the benefit of the doubt when marking him in adaptability and
judgment categories inured to the benefit of the applicant and is not proof that the disputed OER
as a whole is inaccurate.
16. The applicant suggested that the mark of 7 in block 5a is the only correct mark on the
disputed OER. However, the applicant has put fourth very little evidence, if any, to show that all
of his marks should have been of this caliber.
17. The applicant has failed to prove an error or injustice with respect to the disputed
OER. With no error or injustice having been established, there is no basis on which to consider
the applicant’s request for removal of his calendar year 2006 failure of selection for promotion to
LCDR. Without a removal of the failure, there is no basis on which to adjust the applicant’s
LCDR date of rank once promoted to that grade. The Board notes that the applicant was selected
for promotion by the calendar year 2007 LCDR selection board with the disputed OER in his
record.
18. In light of the above, the applicant’s request for relief should be denied.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
The application of XXXXXXXXXXXXX, xxxxxxxxxx, USCG, for correction of his
ORDER
Charles P. Kielkopf
Kenneth Walton
Eric J. Young
military record is denied.
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